Compliance Officer - Legal and Compliance

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Charlotte, NC Posted 30+ days ago
The company is a wealth management firm built on an interconnected network of financial advisors with a shared vision servicing entrepreneurs, CPAs, and individuals with a forward-thinking approach to financial planning to translate wealth into fulfillment. With over 200 employees and 40+ locations across the country, we are here to serve our clients beyond what is expected. OPENING SUMMARY The company is seeking a Compliance Officer to join the Legal and Compliance team and support the regulatory compliance program of a growing wealth management firm registered with the U.S. Securities and…

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