Investment Banking, Capital Markets Operations, Securities Transfer & Settlement (Associate/Vice President)

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New York, New York, United States; San Francisco, California, United States Full-time Posted 30+ days ago
Job Purpose: The company is seeking a Capital Markets Operations Associate / Vice President focused on securities transfers and transaction settlement in support of Capital Markets activity and trading. This role is responsible for the end-to-end management of transfer workflows—primarily DWAC and DRS transfers—to ensure timely, accurate settlement of transactions across issuers, transfer agents, clearing firms, clients, and internal stakeholders. The position requires deep familiarity with restricted securities processing, documentation standards, and close coordination with issuer and…

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