Mirrai Careers

Regulatory and Compliance, ERISA - Senior Vice President

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New York, New York, United States Full-time Posted 30+ days ago
This individual will partner closely with Legal, Product, Operations, Finance, Investment Management, and Distribution teams to develop and maintain policies, procedures, testing programs, training, and governance frameworks designed to ensure compliance with ERISA fiduciary standards and QPAM exemption requirements. This SVP will play a key role in regulatory examinations, new product launches, and transaction reviews. Responsibilities ERISA Compliance Oversight * Work with the Registered Funds CCO to develop, maintain, and enhance ERISA compliance policies, procedures, controls, and…

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