Senior Compliance Risk Manager - Securities Compliance

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San Francisco, CA, New York, NY, Portland, OR, or Remote within United States Remote Posted 30+ days ago
In Rome, senators were barred from shipping grain for profit. In India, Buddhist parables warned of merchants who abused their customers’ trust. In 17th-century Amsterdam, the earliest shareholders demanded transparency from the world’s first joint-stock company. In every era, one principle has reasserted itself: where there is financial power, there must also be ethical infrastructure. Where there is innovation, there must also be controls ensuring a strong, trustworthy foundation upon which the growth is built. At the company, we believe compliance is the infrastructure of trust—a way to…

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