ETF and 1940 Act Registered Funds Compliance Officer - Vice President

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Greenwich, Connecticut, United States Full-time Posted yesterday

Responsibilities * Maintain expert knowledge of regulations applicable to ETFs and 1940 Act Registered Funds and their investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑11. * Oversee the administration of the Fund's compliance and governance framework. * Assist in monitoring compliance with fund governing documents. * Advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking. * Provide compliance leadership and support for ETF and Registered Funds initiatives,…

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